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August 25, 2014

To attention of JSC Halyk Finance customers and of whom it may concern!

JSC Halyk Finance in compliance with investment portfolio management Rules, approved by the Board of the National Bank of the Republic of Kazakhstan dated February 3, 2014 № 10, and with broker-dealer activities in the securities market of the Republic of Kazakhstan Rules, approved by the Board of the National Bank of the Republic of Kazakhstan dated February 3, 2014 № 9, informs you that authorized body has claimed from JSC Halyk Finance an obligation-letter (№ 33-2-06/1928 dated 21.08.2014 г., received 25/08/2014) regarding non-reporting to authorized body on a quarterly basis a list of all of its major participants, indicating the percentage of the number of shares held by them to manage the investment portfolio to the amount offered (excluding preference shares and treasury) shares of portfolio managers pursuant to the clause 17 Article 72-1 of the Law of the Republic of Kazakhstan “About securities market” and  regarding the late submission to the authorized body within the legally prescribed period for calculating the coefficient k1, adjusted for technical reasons pursuant to the clause 38 of the Rules of calculation of prudential standards for organizations that combine professional activities in the securities market

Please note that this violation is not related to customer service at JSC Halyk Finance.

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